FINRA Fingerprinting

Fingerprints for registered representatives and associated persons of FINRA member firms, prepared to your firm's instructions.

What it's for

For the securities industry, done to your firm's format

FINRA member firms must fingerprint their registered and many non-registered associated persons. Your firm manages the submission. We capture the prints in the format your firm asks for, and we can print a whole office on site with our mobile service.

Common reasons

How it works

Your appointment, step by step

Step 1

Get your firm's instructions

Your compliance team will tell you whether they need cards or an electronic submission.

Step 2

Book and bring your ID

Request a time online or call. Bring a photo ID and your firm's instructions.

Step 3

We capture your prints

Prints are taken to your firm's format and checked before you leave.

What to bring

Not sure your paperwork is right? Call us before your visit and we'll check it with you.

FAQ

Questions we hear often

Who submits my prints to FINRA?

Your member firm handles the submission. We capture the prints in the format they request.

Can you fingerprint our whole office?

Yes. Our mobile team sets up at your office anywhere in New England and prints everyone in one visit.

My prints were rejected. Can you help?

Yes. Book a re-print and bring the rejection notice if your firm shared it.

Our sister agency, same suite

You're already in the office. Leave with a better insurance rate too.

Northeast Insurance Solutions works out of Suite 300 with us. While you're here, one of their licensed agents can compare your auto, home or business coverage across multiple carriers. It's free, with no obligation.

SUITE
300

Northeast Insurance Solutions
420 Washington St, Braintree
(781) 740-9540

Ready to get fingerprinted?

Request a time online and we'll call to confirm it.